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In Dubious Battle

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Title: In Dubious Battle  
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In Dubious Battle

In Dubious Battle is a novel by strike by fruit pickers, seeking thus to attract followers to his cause.

Prior to publication, Steinbeck wrote in a letter:

This is the first time I have felt that I could take the time to write and also that I had anything to say to anything except my manuscript book. You remember that I had an idea that I was going to write the autobiography of a Communist. ... There lay the trouble. I had planned to write a journalistic account of a strike. But as I thought of it as fiction the thing got bigger and bigger. It couldn't be that. I've been living with this thing for some time now. I don't know how much I have got over, but I have used a small strike in an orchard valley as the symbol of man's eternal, bitter warfare with himself.[1]


  • Explanation of the novel's title 1
  • Plot summary 2
  • Characters 3
  • Literary significance and criticism 4
  • Film adaption 5
  • Notes 6
  • References 7

Explanation of the novel's title

The title is a reference to a passage from John Milton's Paradise Lost:

Innumerable force of Spirits armed,
That durst dislike his reign, and, me preferring,
His utmost power with adverse power opposed
In dubious battle on the plains of Heaven
And shook his throne. What though the field be lost?
All is not lost—the unconquerable will,
And study of revenge, immortal hate,
And courage never to submit or yield:
And what is else not to be overcome?[2]

Plot summary

In Dubious Battle deals with a fruit-workers' strike in a California valley and the attempts of communists to organize, lead, and provide for the striking pickers.


  • Doc Burton – A doctor who, despite his skepticism of leftist views, works in the strikers' camp, ensuring that it cannot be disbanded on the basis of a lack of sanitation.
  • Jim Nolan– New member of the "Party," whose political development is one of the book's central themes. His father was a Communist himself, and was legendary as one who fought.
  • London – the second, but more significant, elected leader of the striking workers
  • Mrs. Meer – Jim's landlady
  • Harry Nilson – Party official who initiates Jim's application process for the Party
  • Roy Nolan – Jim's father (killed three years earlier)
  • Mr. Webb – Manager at Tulman's Department Store, where Jim worked who denies knowing Jim when he hears he is a radical.
  • May Nolan – Jim's older sister who mysteriously disappears at a young age
  • Mac McLeod –
  • Joy – naive, possibly brain-damaged from police brutality, aggressive party member; World War I veteran
  • Alfred Anderson – Owner/operator of Al's Lunch Wagon; Communist sympathizer and son of a small farmer.
  • Sam – "lean-face", a picker
  • Lisa – London's daughter-in-law who is assisted by Mac when in labor
  • Dan – an old picker whose fall from a rotten ladder initially causes the other workers to take strike action
  • Dakin – leader of pickers at the Hunter place
  • Alla – Dakin's wife
  • Jerry – a picker at Hunter's who favors strike
  • Al Anderson – Alfred's father, small farm owner, proud of his dogs
  • Burke – Dakin's assistant
  • Albert Johnson – truck owner
  • Bolter – President of the Fruitgrower's Association who attempts to negotiate with the strikers
  • Waylon Gregg;baby in birth scene.

Literary significance and criticism

On publication, New York Times reviewer Fred T. March compared it to the "genial gusto" of the "picaresque" Tortilla Flat. He commented that "You would never know that In Dubious Battle was by the same John Steinbeck if the publishers did not tell you so." He called it "courageous and desperately honest," "the best labor and strike novel to come out of our contemporary economic and social unrest," and "such a novel as Sinclair Lewis at his best might have done had he gone on with his projected labor novel..."

In 1943, with Steinbeck now famous, Carlos Baker "revalued" the novel. He opened by saying "Among Steinbeck's best novels, the least known is probably In Dubious Battle." Steinbeck, he said, "is supremely interested in what happens to men's minds and hearts when they function, not as responsible, self-governing individuals, but as members of a group.... Biologists have a word for this very important problem; the call it bionomics, or ecology." He said that "Steinbeck's bionomic interest is visible in all that he has done, from Tortilla Flat, in the middle Thirties, through his semi-biological Sea of Cortez, to his latest communiqués as a war correspondent in England." He characterized In Dubious Battle as "an attempt to study a typical mid-depression strike in bionomic terms."

In 1958, critic Alfred Kazin referred to In Dubious Battle and The Grapes of Wrath as "his most powerful books," contrasting them with Cannery Row and The Wayward Bus. President Barack Obama told the New York Times that it was his favorite book by Steinbeck.[3]

The novel likely recounts a fruit worker strike that occurred in Tulare County, California.[4]

Film adaption

On January 30, 2015, it was announced that

  • "In Dubious Battle and Other Recent Works of Fiction," Fred T. March, New York Times, February 2, 1936, p. BR7
  • "In Dubious Battle Revalued," Carlos Baker, July 25, 1943, p. BR4
  • "The Unhappy Man from Happy Valley," Alfred Kazin, New York Times, May 4, 1958 p. BR1
  • Pressman, Richard S. "Individualists or Collectivists: Steinbeck's In Dubious Battle and Hemingway's To Have and Have Not." 25.03-04 (Summer/Fall 1992)Steinbeck Quarterly: 119-133.
  • Rose, Alan Henry. "Steinbeck and the Complexity of the Self in In Dubious Battle." 9.01 (Winter 1976)Steinbeck Quarterly: 15-19
  • Sarchett, Barry W. "In Dubious Battle: A Revaluation." 13.03-04 (Summer/Fall 1980)Steinbeck Quarterly: 87-97
  • Wilson, Jerry W. "In Dubious Battle: Engagement in Collectivity." 13.01-02 (Winter/Spring 1980)Steinbeck Quarterly: 31-42


  1. ^ Course notes from a Cal Poly English course
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[10] September 27 & 28, 2015.Yakima, Washington Additional footage was shot in orchards West of [9]

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