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Lu Bu

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Lu Bu

Lü Bu
Eastern Han Dynasty
Born (Unknown)
Died February 199 CE[1]
Names
Simplified Chinese 吕布
Traditional Chinese 呂布
Pinyin Lǚ Bù
Wade–Giles Lü Pu
Style name Fengxian (Chinese: 奉先; pinyin: Fèngxiān; Wade–Giles: Feng-hsien)
Other names "Flying General" (simplified Chinese: 飞将; traditional Chinese: 飛將; pinyin: fēi jiàng)

Lü Bu (died February 199 CE),[1][2] style name Fengxian, was a military general and warlord in the late Eastern Han Dynasty. Originally a subordinate of a minor warlord Ding Yuan, he betrayed and murdered Ding and defected to Dong Zhuo, another warlord who controlled the Han central government in the early 190s. However, in 192, he turned against Dong Zhuo and killed the latter after being instigated by Wang Yun and others, but was later defeated and driven away by the former followers of Dong. From 192 to early 196, Lü Bu wandered around central and northern China, seeking shelter consecutively under various warlords (Yuan Shu, Yuan Shao and Zhang Yang) and then leaving them afterwards. In 194, he managed to take control of Yan Province from the warlord Cao Cao with help from defectors from Cao's side, but Cao took back his territories within the following two years. In 196, Lü Bu turned against Liu Bei, who had offered him refuge in Xu Province, and seized control of the province from his host. Although he had agreed to an alliance with Yuan Shu earlier, he severed ties with the latter after Yuan declared himself 'Emperor' — an act perceived as treason against the Han emperor — and joined Cao Cao and others in attacking the pretender. However, in 198, he sided with Yuan Shu again and came under attack by the combined forces of Cao Cao and Liu Bei, resulting in his defeat at the Battle of Xiapi in 199. Lü Bu was captured and executed on Cao Cao's order.

Although Lü Bu was described to be an exceptionally mighty warrior, he was also notorious for his temperamental behaviour — erratically switching allegiances and betraying his allies — and had been noted for his poor planning and management skills. He was constantly suspicious of others and could not control his subordinates. All these factors ultimately led to his downfall. In Luo Guanzhong's historical novel Romance of the Three Kingdoms, the details of his life were further dramatised and some fictitious elements (including his romance with the fictional maiden Diaochan) were included to enhance his character — portraying him as a nearly unchallenged warrior, but also as a ruthless and impulsive person bereft of morals and ethics.

Historical sources on Lü Bu's life

There are two official biographies of Lü Bu. The first one is in the Records of the Three Kingdoms (Sanguozhi), written by Chen Shou in the third century CE. In the fifth century, Pei Songzhi annotated the Sanguozhi by incorporating information from other sources to Chen Shou's original work and adding his personal commentary. Some alternative texts used in the annotations to Lü Bu's biography include: Yingxiong Ji (Chronicles of Heroes and Champions), by Wang Can; Xiandi Chunqiu (Chronicles of Emperor Xian), by Yuan Wei; Wei Shi Chunqiu (Chronicles of the Ruling Family of Wei), by Sun Sheng; Cao Man Zhuan (Biography of Cao Man), by an unknown writer. The second biography of Lü Bu is in the Book of the Later Han (Houhanshu), compiled by Fan Ye in the fifth century.

Physical appearance

No descriptions of Lü Bu's physical appearance exist in historical records. However, it was mentioned that he specialised in archery and horse-riding, and was known for his great physical strength. He was nicknamed "Flying General" (飛將) for his martial prowess.[Sanguozhi 1] He also owned a powerful steed known as the "Red Hare" (赤兎).[Houhanshu 1][Houhanshu 2] The Cao Man Zhuan recorded a saying at the time to describe Lü Bu and his Red Hare: "Lü Bu among men, the Red Hare among horses".[Sanguozhi zhu 1]

In Chapter 3 of Luo Guanzhong's historical novel Romance of the Three Kingdoms, Lü Bu was described as follows:

[...] a lofty and dignified look, a majestic and awe-inspiring bearing, wielding a fangtian huaji,[notes 1] [...] hair pulled back and worn in a golden headdress, donning a flowery-patterned battle robe, encased in body armour decorated with images of the ni,[notes 2] wearing a precious belt adorned with the image of a lion, [...][3]

Service under Ding Yuan and defection to Dong Zhuo

Lü Bu was a native of Jiuyuan (九原), Wuyuan commandery (五原郡), which is in present-day Jiuyuan District, Baotou, Inner Mongolia. He was known for his martial valour in Bing Province. When Ding Yuan, the Inspector (刺史) of Bing Province, was appointed as a Cavalry Commandant (騎都尉) by the Han imperial court and ordered to garrison at Henei (河內; in present-day Henan), he recruited Lü Bu as a Registrar (主簿) and treated the latter kindly.[Sanguozhi 2]

When Emperor Ling died in 189, Ding Yuan led his troops to the capital Luoyang to assist the general He Jin in eliminating the eunuch faction. He Jin ended up being assassinated by the eunuchs instead, after which the warlord Dong Zhuo led his forces into Luoyang and occupied the capital. Dong Zhuo wanted to kill Ding Yuan and take control of Ding's troops, hence he induced Lü Bu into betraying Ding and defecting to his side. Lü Bu killed Ding Yuan, cut off the latter's head, and presented it to Dong Zhuo, who had by then seized control of the Han central government. Dong Zhuo appointed Lü Bu as a Cavalry Commandant (騎都尉) and placed much faith and trust in the latter. He also accepted Lü Bu as a foster son. Lü Bu was later promoted from the position of a Cavalry Commandant to a "General of the Household" (中郎將). He also received the title of "Marquis of a Chief Village" (都亭侯).[Sanguozhi 3]

Service under Dong Zhuo

In 190, a coalition of warlords led by Yuan Shao initiated a punitive campaign against Dong Zhuo in response to Dong's tyranny and monopoly of the central government. Dong Zhuo had deposed Emperor Ling's successor Emperor Shao earlier that year and replaced him with Emperor Xian, who was actually a puppet ruler under his control. Lü Bu defended Dong Zhuo and fought in battles against the coalition. In one battle at Yangren (陽人), Dong Zhuo ordered Lü Bu and Hu Zhen to attack Sun Jian (one of the coalition members), but Lü and Hu could not get along with each other, resulting in disorder in their army. Sun Jian used the opportunity to attack them and forced them to retreat.[Houhanshu 3][4] Within months, the coalition forces had reached the capital Luoyang. Dong Zhuo personally led an army to engage the coalition vanguard, led by Sun Jian, in the area where the tombs of the Han emperors were located, but was defeated and forced to retreat. Sun Jian then passed through Luoyang's Xuanyang Gate (宣陽城門), where he attacked Lü Bu and drove him back.[Houhanshu 4][5] Dong Zhuo was alarmed, so he decided to evacuate Luoyang and move the capital to Chang'an in the west. He sent his troops to pillage Luoyang and force its residents to move to Chang'an as well, and then had Luoyang destroyed by fire. The coalition did not pursue Dong Zhuo to Chang'an and eventually dissolved by itself in the following year.

As Dong Zhuo usually behaved rudely in front of other people, he was afraid of being assassinated, so he often kept Lü Bu by his side as a bodyguard. He also had a bad temper and was easily agitated. During his outbursts, he would throw short jis at Lü Bu, but the latter reacted fast and dodged the weapons. Dong Zhuo's anger would subside after that, but Lü Bu was very unhappy and he bore a grudge against his foster father. At the same time, as Lü Bu was often tasked with guarding Dong Zhuo's central living quarters, he started a secret affair with one of Dong's maids. He feared that Dong Zhuo would find out, so he felt very uneasy.[Sanguozhi 4]

Earlier on, Lü Bu had been warmly received by Wang Yun, the Minister over the Masses (司徒), so later he went to see Wang and complained to the latter about how Dong Zhuo almost killed him. At that time, Wang Yun and Shisun Rui (士孫瑞), a Deputy Director (僕射) in the Imperial Secretariat (尚書), were plotting to get rid of Dong Zhuo so they informed Lü Bu about their plan and sought his help. Lü Bu said, "But we're father and son!" Wang Yun replied, "Your family name is '' so you have no blood relations with him. He was not concerned about you at all when you almost died, so where was the father-son bond?" Lü Bu then agreed to join them and he personally killed Dong Zhuo later. After Dong Zhuo's death, Wang Yun and Lü Bu took charge of the central government. Lü Bu was appointed as "General of Uplifting Might" (奮威將軍) and the honours he received were equivalent to that received by the Three Ducal Ministers (three high-ranking officials in the Han administration). He was also conferred the title of "Marquis of Wen" (溫侯) by Emperor Xian.[Sanguozhi 5]

Expulsion from Chang'an

After Dong Zhuo's death, his followers in Liang Province, led by Li Jue, Guo Si and others, formed an army to attack the capital Chang'an when Wang Yun refused to grant amnesty to them for their association with Dong Zhuo.[Houhanshu 5] Guo Si led his men to attack the north of the city, where he met Lü Bu, who said to him, "Let's not send our soldiers into battle. Instead, let's have a man-on-man fight." Lü Bu then engaged Guo Si in a duel, during which he injured his opponent, but Guo was rescued by his men. Both sides then withdrew their forces.[Sanguozhi zhu 2] Lü Bu was unable to resist the enemy so he eventually abandoned Chang'an and fled. His defeat and subsequent flight took place 60 days after Dong Zhuo's death.[Sanguozhi 6]

Pei Songzhi commented that the "60 days" claim in the original text of the Sanguozhi was erroneous. According to other sources, Lü Bu killed Dong Zhuo on the 23rd day of the fourth month in the third year of the Chuping era (190–193) in Emperor Xian's reign, and he fled from Chang'an on the first day of the sixth month. There were no interpolated dates in between, so Lü Bu could not have spent 60 days in Chang'an after Dong Zhuo's death.[Sanguozhi zhu 3]

Seeking shelter under Yuan Shu

After leaving Chang'an, Lü Bu, accompanied by a few hundred horsemen and with Dong Zhuo's head tied to his saddle, passed through Wu Pass (武關; located east of present-day Danfeng County, Shangluo, Shaanxi) and went to join Yuan Shu in Nanyang (南陽; in present-day Nanyang, Henan). The Sanguozhi and the Houhanshu gave differing accounts of how Yuan Shu treated Lü Bu. The former claimed that Lü Bu expected to be received warmly because he felt that he had helped Yuan Shu take revenge by slaying Dong Zhuo. However, Yuan Shu detested Lü Bu because of his untrustworthiness so he refused to accept the latter.[Sanguozhi 7] The latter stated that Yuan Shu treated Lü Bu generously, but the latter behaved arrogantly as he felt that he deserved the nice treatment because he had done Yuan a favour by killing Dong Zhuo. Lü Bu also allowed his men to plunder the area. Yuan Shu became worried that Lü Bu would pose a threat to him, and Lü also felt uneasy after he heard that Yuan was suspicious of him so he left.[Houhanshu 6]

Joining Yuan Shao and Zhang Yang

After leaving Yuan Shu, Lü Bu then headed to northern China to join Yuan Shu's relative Yuan Shao, and he assisted the latter in attacking Zhang Yan at Changshan (常山; around present-day Shijiazhuang, Hebei). Zhang Yan had thousands of elite soldiers and cavalry. Lü Bu led his subordinates Cheng Lian (成廉) and Wei Yue (魏越) and dozens of riders to raid Zhang Yan's camp, killing several enemies and then fighting their way out. They did this three to four times per day continuously for a period of over ten days and eventually defeated Zhang Yan's forces.[Sanguozhi 8][Houhanshu 7]

Lü Bu behaved arrogantly in front of Yuan Shao because he felt that he had done the Yuans a favour by slaying Dong Zhuo, and he belittled Yuan's followers and treated them with contempt. He once asked for more soldiers from Yuan Shao but was refused, after which he sent his men to plunder Yuan's territories. Yuan Shao was greatly displeased and he felt that Lü Bu posed a threat to him. Lü Bu sensed that Yuan Shao was suspicious of him so he requested to leave northern China and return to Luoyang. Yuan Shao pretended to agree and he recommended Lü Bu to take up the appointment of "Director of Retainers" (司隷校尉) while secretly plotting to kill the latter.[Houhanshu 8][Sanguozhi 9]

On the day of Lü Bu's departure, Yuan Shao sent 30 armoured soldiers to escort Lü and personally saw the latter off. Along the journey, Lü Bu stopped and rested inside his tent. That night, Yuan Shao's soldiers crept into the tent and killed the person inside, who had covered himself with a blanket, after which they reported that Lü Bu was dead. The following day, Yuan Shao received news that Lü Bu was still alive so he immediately had the gates in his city closed. In fact, Lü Bu had secretly left his tent the previous night without Yuan Shao's soldiers knowing, and had ordered one of his men to remain inside as a decoy.[Sanguozhi 10][Sanguozhi zhu 4]

Lü Bu fled to Henei (河內; in present-day Henan) to join Zhang Yang after his escape. Yuan Shao sent his men to pursue Lü Bu but they were afraid of Lü and did not dare to approach him.[Sanguozhi 11] Zhang Yang and his subordinates were bribed by Li Jue and Guo Si to kill Lü Bu. When Lü Bu heard about it, he told Zhang Yang, "I'm from the same province as you. If you kill me, you'll become weaker. If you recruit me, you can obtain the same honours and titles as Li Jue and Guo Si." Zhang Yang pretended to agree to help Li Jue and Guo Si kill Lü Bu but he secretly offered refuge to Lü instead. When Li Jue and Guo Si learnt that Zhang Yang had accepted Lü Bu, they became worried so they sent an imperial decree to Henei in Emperor Xian's name, appointing Lü as the Administrator (太守) of Yingchuan (頴川; in present-day central Henan).[Sanguozhi zhu 5]

The account of Lü Bu's association with Zhang Yang in the Sanguozhi differed slightly from that recorded in the Houhanshu. The former mentioned that Lü Bu joined Yuan Shao after he was rejected by Yuan Shu, and then he sought shelter under Zhang Yang after Yuan Shao sent assassins to kill him. In the Houhanshu, however, it was stated that Lü Bu went to join Zhang Yang after leaving Yuan Shu, and he managed to persuade Zhang to ignore Li Jue and Guo Si's urgings to kill him and instead provide him refuge. He left Zhang Yang later and went to join Yuan Shao, but returned to Zhang again after surviving the assassination attempt. On his way to Henei, Lü Bu passed by Chenliu (陳留; around present-day Kaifeng, Henan), where he was warmly received by its Administrator, Zhang Miao. Zhang Miao made a pledge of friendship with Lü Bu when he saw the latter off from Chenliu.[Houhanshu 9]

Battle of Yan Province

Yuan Shao was furious when he heard that Zhang Miao (whom he had an earlier feud with) had become friends with Lü Bu. Around that time, Yuan Shao was still an ally of Cao Cao, so Zhang Miao feared that Cao would combine forces with Yuan to attack him. Besides, Zhang Miao's jurisdiction, Chenliu (陳留; around present-day Kaifeng, Henan), was in Yan Province, which was controlled by Cao Cao.[Sanguozhi 12]

In 194, when Cao Cao left Yan Province to attack Xu Province, Zhang Miao's younger brother Zhang Chao (張超), along with Cao's subordinates Chen Gong, Xu Si (許汜) and Wang Kai (王楷), started a rebellion against Cao. Zhang Miao was persuaded by Chen Gong to join them in welcoming Lü Bu into Yan Province. With help from the defectors, Lü Bu seized control of Puyang (濮陽; in present-day Puyang, Henan) and was declared "Governor of Yan Province" (兖州牧). The various commanderies and counties in Yan Province responded to Lü Bu's call and defected to his side, except for Juancheng (鄄城; present-day Juancheng County, Heze, Shandong), Dong'e (東阿; present-day Dong'e County, Liaocheng, Shandong) and Fan (范; present-day Fan County, Puyang, Henan), which still remained under Cao Cao's control.[Sanguozhi 13]

Upon receiving news of the rebellion and Lü Bu's intrusion, Cao Cao aborted the Xu Province campaign and led his forces back to Yan Province. The armies of Lü Bu and Cao Cao clashed at Puyang, where Cao was unable to overcome Lü, so both sides were locked in a stalemate for over 100 days. At that time, Yan Province was plagued by locusts and droughts so the people suffered from famine and many had resorted to cannibalism to survive. Lü Bu moved his base from Puyang further east to Shanyang (山陽; in present-day southern Shandong). Within two years, Cao Cao managed to take back all his territories in Yan Province and he later defeated Lü Bu in a battle at Juye (鉅野; present-day Juye County, Heze, Shandong). Lü Bu fled east to Xu Province and took shelter under Liu Bei.[Sanguozhi 14]

Seizing Xu Province from Liu Bei

Lü Bu treated Liu Bei very respectfully when he first met the latter, and he said, "You and I are both from the northern borders. When I saw the Guandong Coalition rising up against Dong Zhuo, I already wanted to help them eliminate him. However, after I slew Dong Zhuo and left Chang'an, none of the former coalition members was willing to accept me, and they tried to kill me instead." He then brought Liu Bei to his camp, asked Liu to sit on his wife's bed, and instructed his wife to pay respect to Liu. He then threw a feast for Liu Bei and called Liu his "younger brother". Liu Bei knew that Lü Bu was unpredictable and untrustworthy, but he kept quiet and pretended to be friendly towards Lü Bu.[Sanguozhi zhu 6]

When Liu Bei was governing Xu Province, he was stationed in the provincial capital Xiapi (下邳; present-day Pizhou, Xuzhou, Jiangsu) and he drew boundaries with Yuan Shu in the areas around the Huai River. When Yuan Shu learnt that Lü Bu was in Xu Province, he wanted to instigate the latter into helping him deal with Liu Bei, so he wrote to Lü Bu: "Back then, Dong Zhuo monopolised state power, harmed the imperial family, and murdered my family. I participated in the campaign against Dong Zhuo but did not manage to kill him. You slew Dong Zhuo and sent me his head. In doing so, you helped me take revenge and salvage my reputation. This was the first favour you did me. When Jin Yuanxiu (金元休) was heading to Yan Province to assume office, he was defeated by Cao Cao and nearly driven to the point of destruction. Later, you attacked Cao Cao in Yan Province and helped me repair my reputation. This was the second favour you did me. Throughout my life, I have never heard of the existence of Liu Bei, but he started a war with me. With your mighty spirit, you are capable of defeating Liu Bei, and this will be the third favour you do me. With these three favours you did me, I am willing to entrust matters of life and death to you even though I may not be worthy. You have been fighting battles for a long time and you lack food supplies. I hereby send you 200,000 hu (斛) of grain and open my doors to you. If they are insufficient, I will continue to provide you a steady flow of supplies. If you need weapons and military equipment, just ask." Lü Bu was delighted and he agreed to help Yuan Shu attack Xiapi.[Sanguozhi zhu 7] The contents of Yuan Shu's letter, as recorded in the Houhanshu, were slightly different and more brief as compared to that recorded in the Sanguozhi.[Houhanshu 10]

Lü Bu led his forces to some 40 li west of Xiapi. Xu Dan (許耽), who was from Danyang (丹楊; covering parts of present-day Jiangsu, Zhejiang and Anhui) and was serving as a "General of the Household" (中郎將) under Liu Bei, sent a Major (司馬) Zhang Kuang (章誑) to meet Lü Bu at night. Zhang Kuang told Lü Bu, "Zhang Yide had a quarrel with Cao Bao, the Chancellor (相) of Xiapi, and he killed the latter. The city is now in a state of chaos. There are 1,000 soldiers from Danyang stationed at the west white gate. When they heard of your arrival, they jumped for joy as if they have been revitalised. The Danyang soldiers will open the west gate for you when you reach there." Lü Bu mobilised his troops that night and reached Xiapi at dawn, where the Danyang soldiers opened the west gate for him. Lü Bu sat on the viewing platform above the gate and instructed his troops to set fire in the city. They defeated Zhang Fei and his men in battle and captured Liu Bei's family, the families of Liu's subordinates, and Liu's supplies.[Sanguozhi zhu 8]

Liu Bei was away with his army resisting Yuan Shu's invading forces at Xuyi (盱眙; present-day Xuyi County, Huai'an, Jiangsu) and Huaiyin (淮陰; present-day Huaiyin District, Huai'an, Jiangsu) when Lü Bu attacked and seized Xiapi from him. He also lost to Yuan Shu and was forced to retreat to Haixi (海西; in present-day Jiangsu), where, in hunger and desperation, he surrendered to Lü Bu. This took place in around early 196.[Sanguozhi 15] Lü Bu was displeased that Yuan Shu's supplies had not reached him yet, so he led his men to welcome Liu Bei. He appointed Liu Bei as the "Inspector of Yu Province" (豫州刺史) and ordered the latter to garrison at Xiaopei (小沛; present-day Pei County, Xuzhou, Jiangsu), while he declared himself "Governor of Xu Province" (徐州牧)[notes 3][Sanguozhi 16] and remained in Xiapi.[Houhanshu 11]

In the sixth lunar month of 196, Lü Bu's subordinate Hao Meng rebelled against him and attacked his office in Xiapi. The revolt was suppressed by Lü Bu's general Gao Shun with the aid of Cao Xing (Hao Meng's subordinate, who refused to betray Lü Bu) and Hao Meng was killed.[notes 4] Later that year, Lü Bu used his archery skill to prevent a battle between Liu Bei and Yuan Shu's general Ji Ling from taking place.[notes 5]

Allying with Cao Cao against Yuan Shu

In early 197, Yuan Shu declared himself 'Emperor' in Shouchun (壽春; in present-day Lu'an, Anhui), the capital of his territories, and founded his Zhong (仲) dynasty.[6] This was deemed an act of treason against the reigning Emperor Xian of the Han Dynasty, so Yuan Shu soon found himself the target of attacks by Cao Cao[notes 6] and other warlords (who had received orders from the Han imperial court to eliminate the pretender).

Earlier on, Yuan Shu wanted to form an alliance with Lü Bu so he proposed a marriage between his son and Lü's daughter, to which Lü agreed. After proclaiming himself 'Emperor', Yuan Shu sent Han Yin to meet Lü Bu and escort Lü's daughter back to his territory for the marriage. However, Lü Bu changed his mind after being persuaded by Chen Gui, and after he recalled how Yuan Shu rejected him when he first sought shelter under the latter. He then sent his men to chase Han Yin's convoy (which was on its way back to Shouchun) and retrieve his daughter. He also captured Han Yin and had Han sent to Xu (許; present-day Xuchang, Henan), where Han was executed.[Sanguozhi 17]

The Yingxiong Ji recorded:

When Emperor Xian was in Hedong (河東; in present-day Shanxi), he once sent a written order to Lü Bu, ordering the latter to lead his men to Hedong to escort him. As his army lacked supplies then, Lü Bu did not personally travel to Hedong, but he sent a messenger to pass a memorial to the emperor. The Han imperial court later appointed Lü Bu as "General Who Pacifies the East" (平東將軍) and granted him the title of "Marquis of Pingtao" (平陶侯). However, the emissary who was tasked with bringing the official seal to Lü Bu lost the seal in Shanyang (山陽; in present-day southern Shandong). Cao Cao personally wrote to Lü Bu to console him, and he also mentioned his desires to defend the emperor, pacify the empire, and help the emperor eliminate Gongsun Zan, Yuan Shu, Han Xian, Yang Feng and others. Lü Bu was overjoyed, and he wrote another memorial to Emperor Xian: "I should have come to defend Your Majesty, but I heard that Cao Cao is loyal and filial and he has escorted Your Majesty safely to the new capital Xu. Earlier on, I fought battles with Cao Cao, and now he has come to defend Your Majesty. I am a general outside of the central government, so I feared that if I brought along my troops and followed Cao Cao to escort Your Majesty, others may doubt my intentions. As such, I chose to remain in Xu Province and wait for Your Majesty to punish me for disobeying your order. I did not dare to make my own decision on whether to act or not." Lü Bu also wrote a reply letter to Cao Cao: "I am guilty (of disobeying the Emperor's order) and I deserve to be punished. However, you comforted me and gave me encouragement. When I receive the Emperor's decrees for the elimination of Yuan Shu and the others, I will, with my life, help His Majesty execute his orders." Cao Cao then sent Wang Ze (王則), a Commandant of Equipage (奉車都尉), as an emissary to bring Emperor Xian's decree to Xu Province and bestow the official seal of "General Who Pacifies the East" upon Lü Bu. Cao Cao also wrote a personal letter to Lü Bu: "The officials in Shanyang offered a replacement for your official seal, which was lost there. However, the imperial treasury lacks gold reserves (for making your seal), so I took from my personal stores. The imperial treasury also lacks purple silk, so I took from my stores again. You are not making wise moves. Yuan Shu (committed treason when he) proclaimed himself 'Emperor', so you should break all your connections with him. The Imperial Court trusts you, which was why they were willing to send you your commission again. You should prove your loyalty to the Emperor." Lü Bu sent Chen Deng (Chen Gui's son) as a messenger to Xu to thank Emperor Xian and pass a fine silk cord to Cao Cao to express his gratitude.[Sanguozhi zhu 9]

The main text of the Sanguozhi, however, mentioned that the Han imperial court appointed Lü Bu as "General of the Left" (左將軍) instead of "General Who Pacifies the East" (as stated in the Yingxiong Ji). Nevertheless, Lü Bu did allow Chen Deng to go to Xu to convey his thanks to the court.[Sanguozhi 18] In Xu, Chen Deng urged Cao Cao to get rid of Lü Bu soon, and agreed to work as a mole for Cao in Xu Province. After returning to Xu Province, he was confronted by Lü Bu about the promotions he and his father received from Cao Cao, but he lied to Lü Bu and managed to pacify the latter.

War against Yuan Shu

Yuan Shu was furious that Lü Bu reneged on his word, so he allied with Han Xian and Yang Feng, and sent his general Zhang Xun to attack Lü Bu. Lü Bu asked Chen Gui, "Yuan Shu sends his forces to attack me because I followed your suggestion. What should I do now?" Chen Gui replied, "The alliance between Han Xian, Yang Feng and Yuan Shu is formed by a loose assembly of their forces. They have not decided on a common plan so they won't last long. They are like chickens tied up together and they cannot move in tandem. My son, Deng, has a plan to separate them."[Houhanshu 12]

Lü Bu heeded Chen Gui's advice and sent a letter to Han Xian and Yang Feng: "You two generals escorted the Emperor in Luoyang, while I personally killed Dong Zhuo. We have all accomplished deeds worthy of praise. Yuan Shu has committed treason, so everyone should attack him. Why do you side with the traitor instead and join him in attacking me? We should combine forces to defeat Yuan Shu, help the Emperor eliminate this traitor, and achieve glory. We should not lose this opportunity now." He also promised to share the spoils of war with them. Han Xian and Yang Feng were pleased and they agreed to help Lü Bu. They defeated Zhang Xun at Xiapi (下邳; present-day Pizhou, Xuzhou, Jiangsu) and captured Qiao Rui, one of Yuan Shu's officers. Yuan Shu's forces suffered heavy casualties and many of his soldiers fell into the river and drowned.[Houhanshu 13]

Lü Bu, Han Xian and Yang Feng later led their forces to attack Shouchun (壽春; in present-day Lu'an, Anhui), the capital of Yuan Shu's territories, travelling on both land and water. They plundered the lands along their journey. By the time they reached Zhongli (鍾離; around present-day Chuzhou, Anhui), they had made much gains so they retreated. Before crossing the Huai River back to the north, Lü Bu left Yuan Shu a letter: "You think that your army is powerful and you always boast of having mighty warriors under your command. You wanted to destroy me, but why did you change your decision every time? I may not be courageous, but I have dominated the Huainan region. Within a short period of time, you have become like a rat scurrying for shelter in Shouchun and you cannot emerge again. Where are your mighty warriors? You enjoy telling lies to everyone, but you cannot make everyone believe you. Since ancient times, people have employed the technique of sowing discontent between their enemies to overcome them. I am not the first person to use this strategy. I am still nearby so I can wait for your response." After Lü Bu crossed the Huai River, Yuan Shu personally led 5,000 soldiers to the riverbank. Lü Bu's forces, which were on the opposite end, laughed at their enemy and retreated.[Sanguozhi zhu 10]

Conflict with Zang Ba

Around that time, there was one Xiao Jian (蕭建) from Donghai (東海; covering parts of present-day Shandong and Jiangsu) who was serving as the Chancellor (相) of Langya (琅邪; in present-day Shandong) and was stationed in Ju (莒; also in Shandong). Xiao Jian was very conservative and he did not have any contact with Lü Bu. Lü Bu wrote to Xiao Jian: "Initially, everyone throughout the Empire took up arms for the purpose of eliminating Dong Zhuo. I killed Dong Zhuo and headed east, where I hoped to be able to borrow troops and return west to defend the Emperor and restore the capital Luoyang. However, the warlords were fighting among themselves and none of them were concerned about the state. I am from Wuyuan (五原), which is located more than 5,000 li away from Xu Province and is somewhere in the northwestern border. As of now, I came here not to fight for the southeastern lands. Ju and Xiapi (下邳; present-day Pizhou, Xuzhou, Jiangsu) are not far from each other so it is easy to maintain communication between them. You behave like you are an emperor in a commandery and a king in a county! In the past, when Yue Yi attacked the Qi state, he conquered over 70 cities in Qi, except for Ju (莒) and Jimo (即墨) because of Tian Dan. I am not Yue Yi, and neither are you Tian Dan. You can seek the counsel of wise men on this letter." After receiving Lü Bu's letter, Xiao Jian ordered Ji Jian (齎牋), a Registrar (主簿) under him, to present five fine steeds as gifts to Lü Bu.[Sanguozhi zhu 11]

Xiao Jian was later defeated by Zang Ba, who seized possession of his resources. When Lü Bu heard that, he wanted to personally lead his men to attack Ju, but Gao Shun advised him against it, "General, you have earned yourself widespread fame for killing Dong Zhuo. Even if you remain in your current position, those near and far will still be afraid of you. You should not be so reckless as to personally lead your men into battle. If you lose, the damage to your reputation will not be minimal." Lü Bu ignored him. Zang Ba heard of Lü Bu's violent and plundering ways, so he remained inside Ju and put up a firm defence against Lü Bu. Lü Bu was unable to conquer Ju so he withdrew his forces and returned to Xiapi. Zang Ba later made peace with Lü Bu.[Sanguozhi zhu 12][Houhanshu 14]

Battle of Xiapi

Main article: Battle of Xiapi

Around late 197 or early 198, Lü Bu sided with Yuan Shu again and he sent Gao Shun to attack Liu Bei in Xiaopei (小沛; present-day Pei County, Xuzhou, Jiangsu). Gao Shun defeated Liu Bei, as well as the reinforcements (commanded by Xiahou Dun) sent by Cao Cao to assist Liu. Later, Cao Cao personally led a campaign against Lü Bu and besieged Xiapi (下邳; present-day Pizhou, Xuzhou, Jiangsu). He wrote a letter to Lü Bu, explaining the benefits of submitting and the consequences of putting up resistance. Lü Bu wanted to surrender, but Chen Gong and the others knew that they had already offended Cao Cao (when they betrayed him earlier), so they urged Lü to change his decision.[Sanguozhi 19]

When Cao Cao's army reached Pengcheng (彭城; in present-day Xuzhou, Jiangsu), Chen Gong told Lü Bu, "We should attack the enemy now, since our troops have rested well while the enemy is weary. We are sure to win." Lü Bu replied, "Why don't we wait for them to attack first? After that we'll destroy them in the Si River." When Cao Cao's attacks increased in intensity, Lü Bu went up the White Gate Tower (白門樓; the viewing platform above the main gate in the south of Xiapi[Houhanshu 15][Houhanshu 16]) and said to his men, "Cao Cao has no intention of finding trouble with you. I should surrender to the wise lord." Chen Gong said, "The treacherous Cao Cao is no wise lord! Surrendering to him is like hitting a rock with an egg! How can you expect to live (after you surrender)?"[Sanguozhi zhu 13]

Lü Bu sent Xu Si (許汜) and Wang Kai (王楷) to request urgent aid from Yuan Shu. Yuan Shu said, "Lü Bu refused to send his daughter here, so it's expected for him to meet his doom. Why does he seek help from me again?" Xu Si and Wang Kai replied, "If Your Highness does not save Lü Bu, you'll be courting your own doom. If Lü Bu is destroyed, Your Highness will be next." Yuan Shu then prepared his troops and claimed that he would be sending reinforcements to Lü Bu.[Sanguozhi zhu 14] In the meantime, Lü Bu thought that Yuan Shu was reluctant to help him because he did not send his daughter to the latter, so, one night, he tied his daughter to himself and attempted to ride out of the city with her. However, they encountered Cao Cao's soldiers, who fired arrows at them, so they had no choice but to return to Xiapi.[Sanguozhi zhu 15] Lü Bu personally led some 1,000 riders out of the city to engage the enemy, but lost the battle so he retreated back to Xiapi and did not dare to venture out.[notes 7][Sanguozhi 20]

Lü Bu ordered Chen Gong and Gao Shun to defend Xiapi, while he personally led some horsemen to attack Cao Cao's supply routes. However, before he left, his wife told him, "General, I know you want to attack Cao Cao's supply lines, but Chen Gong and Gao Shun cannot get along with each other. If you leave, they may not work well together in defending the city. If a mishap occurs, what will become of you, General? I hope that you can consider this carefully and not be misled by Chen Gong and the others. When I was in Chang'an, I was already abandoned by you, but I managed to return to you because Pang Shu (龐舒) secretly protected me and kept me with him. You don't need to worry about me now." Lü Bu felt gloomy after listening to his wife and he could not decide on what to do.[Sanguozhi zhu 16]

Chen Gong said to Lü Bu, "Cao Cao has come a long way and he won't be able to last long. General, you can bring some troops with you and set up a camp outside the city, while the others and I will remain behind to defend the city. If the enemy attacks you, I will lead the city's soldiers to attack them from behind. If they attack the city, you can reinforce the city from outside. Within ten days, the enemy's supplies will be depleted and we can defeat them easily." Lü Bu agreed to Chen Gong's suggestion. However, Lü Bu's wife said, "Back then, the Caos treated Gongtai (Chen Gong) like a newborn child, but he still turned against them and joined you. Now, the way you treat Gongtai is no lesser than how Cao Cao treated him, and you intend to entrust the entire city to him, along with your family, while you venture out alone? If something happens, I'll not be your wife anymore!" Lü Bu then changed his mind.[Sanguozhi zhu 17]

Yuan Shu was unable to come to Lü Bu's aid.[Sanguozhi 21] Cao Cao could not conquer Xiapi despite pressing attacks on the city and his men were growing weary. He wanted to abort the campaign and return to Xu (許; present-day Xuchang, Henan), but his advisors Guo Jia and Xun You urged him to soldier on. He then ordered his troops to direct the waters of the Yi (沂) and Si (泗) rivers to flood Xiapi. After a three-month long siege, the morale of Lü Bu's forces fell drastically and his men gradually alienated him.[Houhanshu 17][Sanguozhi 22] Later, Hou Cheng (one of Lü Bu's subordinates), along with his colleagues Song Xian and Wei Xu, captured Chen Gong and Gao Shun, and led their troops to surrender to Cao Cao.[notes 8][Houhanshu 18]

Lü Bu and his remaining subordinates went up the White Gate Tower and surrendered when they saw that they had been surrounded.[Sanguozhi 23] The Houhanshu recorded that before he chose to surrender, Lü Bu asked his men to kill him and bring his head to Cao Cao but they refused.[Houhanshu 19]

Downfall and death

Lü Bu was tied up and brought before Cao Cao. He said, "I'm being tied up too tightly. Can you loosen the bonds?" Cao Cao replied, "A tiger must be tightly restrained." Lü Bu then said, "My lord, you dread only me, but now, since I've already submitted to you, you shouldn't have any more worries. My lord, why don't you spare me and let me help you lead your troops? In this way, you won't need to worry about not being able to pacify the Empire." When Cao Cao showed signs of reconsideration, Liu Bei said, "My lord, haven't you seen what Lü Bu did to Ding Jianyang and Grand Preceptor Dong?" Cao Cao rubbed his chin. Lü Bu shouted at Liu Bei, "You're the most untrustworthy person!"[Sanguozhi 24]

Additional details about the conversation between Lü Bu and Cao Cao were recorded in other texts and they were later added by Pei Songzhi as annotations to the Sanguozhi.

The Yingxiong Ji recorded:

Lü Bu said to Cao Cao, "I treated my subordinates generously, but they betrayed me when I was in trouble." Cao Cao replied, "You abandoned your wife, and you have designs on your men's wives. You call this 'treating them generously'?" Lü Bu remained silent.[Sanguozhi zhu 18]

The Xiandi Chunqiu recorded:

Lü Bu asked Cao Cao, "My lord, you've lost weight. Why?" Cao Cao asked him, "How do you recognise me?" Lü Bu replied, "When I was in Luoyang, I saw you at the Wen Family Gardens (溫氏園)." Cao Cao said, "Yes, I forgot. I lost weight because I'm depressed over not having recruited you earlier." Lü Bu said, "In the past, Duke Huan of Qi forgave Guan Zhong for injuring him earlier and even appointed Guan as his chancellor. Now, is it possible for you to allow me to do my best to serve you?" As Lü Bu had been tightly restrained, he turned to Liu Bei and said, "Xuande, you're a guest here. I'm a prisoner being tied up. Why don't you say anything to help me?" Cao Cao laughed and said, "Why do you turn to him instead of speaking directly to me?" Cao Cao had the intention of sparing Lü Bu so he ordered his men to loosen Lü's bonds. However, Wang Bi (王必), a Registrar (主簿) under Cao Cao, interrupted, "Lü Bu is a powerful foe and his subordinates are nearby. He should not be spared." Cao Cao then said to Lü Bu, "I wanted to spare your life, but my Registrar says no. So, what should I do?"[Sanguozhi zhu 19]

Cao Cao had Lü Bu executed by hanging,[notes 9] along with Chen Gong, Gao Shun and others. Their dead bodies were later decapitated and their heads sent to the capital Xu (許; present-day Xuchang, Henan) and then buried.[Sanguozhi 25]

Lü Bu's final moments recorded in the Houhanshu are slightly different from that recorded in the Sanguozhi, as the Houhanshu combined parts of the main text in the Sanguozhi with the Xiandi Chunqiu annotation, but the two accounts are generally similar.[Houhanshu 20]

Appraisal

Chen Shou, who wrote Lü Bu's biography in the Sanguozhi, commented:

Lü Bu possessed the might of a tiger, but he lacked the planning skills of a talented person. He was frivolous and temperamental, and was only concerned about the gains he could make. Throughout history, there had never been such persons like him who did not end up being destroyed.[Sanguozhi 26]

In the main text of Lü Bu's biography, while describing the events of the Battle of Xiapi, Chen Shou also wrote:

Although Lü Bu was a valiant and powerful warrior, he lacked wisdom and was constantly suspicious of others. He was unable to control his subordinates even though he trusted them. His men had their personal motives and were very disunited, which was why he kept losing battles.[Sanguozhi 27]

Fan Ye, who wrote Lü Bu's biography in the Houhanshu, commented:

[...] Lü Bu was erratic and capricious.[Houhanshu 21]

Family

Not much about Lü Bu's family was documented in historical texts, but it is known that he had a wife and a daughter, whose names were not recorded in history. Lü Bu abandoned his wife when he was fleeing from Chang'an, but his subordinate Pang Shu (龐舒) secretly protected her and kept her with him, and returned her to her husband later. She was most prominently mentioned during the Battle of Xiapi when she cautioned Lü Bu against overly trusting Chen Gong. Lü Bu's daughter was initially arranged to be married to Yuan Shu's son as part of an alliance between Lü and Yuan, but Lü reneged on his word and took her back when she was on her way for the marriage. When Xiapi was under siege by Cao Cao's forces, Lü Bu attempted to bring his daughter out of the city so that she could be delivered to Yuan Shu, as he hoped that Yuan would send reinforcements to him after receiving his daughter. However, Lü Bu failed to break out of the siege so he returned to Xiapi with her. The eventual fates of Lü Bu's wife and daughter are not known.

In the historical novel Romance of the Three Kingdoms, Lü Bu had two wives, a concubine, and a daughter. His concubine was Diaochan (a fictional character), Wang Yun's foster daughter. She accompanied him after he killed Dong Zhuo and was mentioned to be present by his side during the Battle of Xiapi. Lü Bu's first wife was Lady Yan (嚴氏), and she was based on Lü Bu's real-life wife (the one mentioned in historical sources). Lü Bu's second wife, who was only mentioned by name in the novel, was a fictional daughter of Cao Bao. The role played by Lü Bu's daughter in the novel was similar to that of her counterpart in actual history. She was also unnamed in the novel, but she is called "Lü Lingqi" in popular culture.

In fiction

In Luo Guanzhong's historical novel Romance of the Three Kingdoms, which dramatises the events before and during the Three Kingdoms period, Lü Bu was portrayed as a nearly invincible warrior but an incapable leader who was further marred by character flaws. While adhering to factual history in the general course of events, Luo exaggerated or sentimentalised many stories about Lü Bu, drawing inspirations from traditional operas and folklore.

See the following for some fictitious stories in Romance of the Three Kingdoms involving Lü Bu:

Modern references

Because of his image as an unmatched warrior in traditional folklore and in the historical novel Romance of the Three Kingdoms, Lü Bu is often held in high regard in works based on the Three Kingdoms and even in unrelated works.

Notable actors who have portrayed Lü Bu on screen include: Zhang Guangbei, in Romance of the Three Kingdoms (1994); Huang Lei, in Lü Bu and Diaochan (2001); Peter Ho, in Three Kingdoms (2010).

Lü Bu appears as a playable character in Koei's video games based on Romance of the Three Kingdoms, including the strategy game series of the same title as the novel, the action game series Dynasty Warriors and Warriors Orochi, and others. In the games, his name is spelled as "Lu Bu" without the diaeresis in the "U" in "Lu". Other non-Koei titles in which Lü Bu appear include Capcom's Destiny of an Emperor, Neo Geo's World Heroes 2 Jet, and Fate/Extra.

In game League of Legends, a playable character named "Jarvan IV" has a skin that changes his appearance in-game, and is said to resemble the look of Lü Bu from Dynasty Warriors 6.

Lü Bu is also referenced in the anime Ikki Tousen and Ryofuko-chan, in which he is usually known by his names in Japanese.[7]

In the collectible card game Magic: The Gathering, there is a card named "Lu Bu, Master-at-Arms", in the Portal Three Kingdoms set.[8]

See also

Notes

References

Sanguozhi

Citations from the Sanguozhi
Citations from annotations in the Sanguozhi
  • Pei, Songzhi. Annotations to Records of the Three Kingdoms (Sanguozhi zhu).

Houhanshu

Citations from the Houhanshu

Other sources

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